01 罚款超14亿美元！瑞银就2008年金融危机前的 RMBS 发行问题与美国司法部达成和解   瑞银集团（UBS）已与美国司法部（DOJ）达成和解协议，同意支付14.35亿美元解决2006年至2007年其在美国的住房按揭证券（RMBS）的发行、承销和销售遗留问题。此次罚款是瑞银自上月就瑞士信贷与 Archegos 的失败交易支付3.88亿美元后的又一笔巨额罚款。   包括瑞银集团的罚款在内，DOJ 目前已向涉嫌在导致2008年金融危机的 RMBS 发行中存在不当行为的各相关实体征收了超过360亿美元的民事罚款。这些实体包括：Ally Financial、Auro

Photo: Malaysia (Investing.com)Malaysia’s financial regulator today said the brands of Alpari International and Alpari Trading Malaysia are not authorised to operate in the country. The Securities Commission (SC) has, therefore, put the global FX broker on the list of unlicensed companies.Over the l

The Cyprus Securities and Exchange Commission (CySEC) has settled with another brokerage, this time it is Royal Forex Ltd. It was announced on Tuesday that the brokerage has paid €270,000 to the regulator.Royal Forex offers contracts for difference (CFDs) instruments for a range of assets, including